Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nam Hung Quach

  IRN NHQ01001

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Oct 2016 to 8 Dec 2019)
  • CF1 Director (18 Oct 2016 to 3 Dec 2019)
• Namita Veloor

  IRN NXV00060

  • [FCA CF] Client dealing (since 15 May 2023)
• Natalia Plamadeala

  IRN NXP01311

  • CF30 Customer (24 May 2012 to 26 Jun 2013)
• Natalija Vidakovic

  IRN NXV00002

  • [FCA CF] Client dealing (2 Mar 2020 to 26 Aug 2022)
• Nathaniel Mark James Cooper

  IRN NMC01064

  • CF30 Customer (12 Aug 2008 to 8 Dec 2019)
• Naveen Bhojwani

  IRN NXB01659

  • CF30 Customer (22 Oct 2013 to 20 Aug 2018)
• Navneet Kokri

  IRN NXK01288

  • CF30 Customer (23 Sep 2017 to 29 Oct 2018)
• Neale Graham Marvin

  IRN NGM01022

  • SMF3 Executive Director (since 3 Aug 2021)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (12 Jul 2016 to 3 Dec 2019)
  • CF30 Customer (25 Feb 2014 to 8 Dec 2019)
• Neerav Handel Subbiah

  IRN NXH00214

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
• Neil Blair

  IRN NXB01266

  • CF23 Corporate Finance Adviser (20 Mar 2003 to 19 Apr 2004)

No changes recorded yet.