Neale Graham Marvin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Corporate Advisory Limited

    FRN 175853

    • SMF3 Executive Director (since 3 Aug 2021)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (12 Jul 2016 to 3 Dec 2019)
    • CF30 Customer (25 Feb 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Apr 2011)
    • CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Apr 2011)
    • CF21 Investment Adviser (21 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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