Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Niall Glynn

  IRN NXG00138

  • [FCA CF] Client dealing (5 Jul 2021 to 1 Sep 2022)
• Niall James McBride

  IRN NJM01149

  • CF23 Corporate Finance Adviser (14 Mar 2005 to 19 Sep 2007)
• Nichola Chakma

  IRN NXC00420

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Nicola Lucy Julia Groag

  IRN NLG01011

  • CF10 Compliance Oversight (29 Jan 2010 to 21 Jan 2011)
  • CF11 Money Laundering Reporting (24 Sep 2007 to 1 Nov 2008)
• Nigel Julian Lloyd

  IRN NJL01051

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Feb 2004)
• Nikica Randic

  IRN NXR00311

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Nipun Narang

  IRN NXN01241

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • CF30 Customer (17 Sep 2019 to 8 Dec 2019)
• Nobuhiko Kimura

  IRN NXK01204

  • CF30 Customer (12 Aug 2009 to 2 Oct 2009)
• Oghenenyerhovbome Odudu

  IRN EXO00048

  • [FCA CF] Client dealing (28 Jun 2021 to 10 Nov 2021)
• Olasubomi Abdullateef Odunowo

  IRN AOO00050

  • [FCA CF] Client dealing (3 Jan 2022 to 30 Aug 2024)

No changes recorded yet.