Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver John Parker

  IRN OJP01006

  • [FCA CF] Manager of certification employee (since 2 Mar 2026)
  • [FCA CF] Client dealing (since 2 Mar 2026)
• Oliver Mauldridge

  IRN OXM01105

  • CF30 Customer (6 Sep 2011 to 1 Oct 2014)
• Oliver Ramskill

  IRN OXR00028

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Feb 2026)
• Oliver Ward

  IRN OXW00051

  • [FCA CF] Client dealing (10 Oct 2022 to 20 Jun 2025)
• Olivia Farmanbar

  IRN OXF00062

  • [FCA CF] Client dealing (since 3 Jun 2025)
• Olivier Dousset

  IRN OXD01015

  • CF1 Director (1 Dec 2001 to 22 Mar 2010)
• Olivier Zoelly

  IRN OXZ01004

  • CF30 Customer (19 Jul 2012 to 30 Apr 2013)
• Omar Mehanna

  IRN OXM01019

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Sep 2005)
• Oscar Stensvold Loeyland

  IRN OXL12391

  • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
• Pacome de La Grandiere

  IRN PXD02058

  • CF30 Customer (6 Jan 2018 to 10 Dec 2018)

No changes recorded yet.