Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 23 May 2013)
    • CF23 Corporate Finance Adviser (22 Aug 2007 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF23 Corporate Finance Adviser (19 Oct 2005 to 13 Jul 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.