Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Panagiotis Charos

  IRN PXC00689

  • [FCA CF] Client dealing (since 6 May 2025)
• Paolo Francesco Manca

  IRN PXM00358

  • [FCA CF] Client dealing (17 Aug 2020 to 25 Jun 2021)
• Paolo Rigutto

  IRN PXR01515

  • CF30 Customer (23 Dec 2016 to 8 Dec 2019)
• Parmela Kaur Chohan

  IRN PXC36302

  • [FCA CF] Client dealing (since 2 Nov 2020)
• Patrick Mayer

  IRN PXM00755

  • [FCA CF] Client dealing (6 May 2025 to 23 Aug 2025)
• Patrick Tognetti

  IRN PXT00315

  • [FCA CF] Client dealing (1 Apr 2024 to 8 Aug 2025)
• Paul Alexander Stephen Lewington

  IRN PAL01091

  • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Mullins

  IRN PXM01342

  • CF30 Customer (29 Jul 2011 to 10 Aug 2012)
  • CF29 Significant management (11 Feb 2011 to 10 Aug 2012)
• Paul O'Donnell

  IRN PXO01121

  • CF23 Corporate Finance Adviser (8 Apr 2005 to 22 Sep 2007)
• Paul Schick

  IRN PXS00372

  • [FCA CF] Client dealing (6 Jan 2020 to 5 Sep 2024)

No changes recorded yet.