Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (14 Sep 2009 to 22 Apr 2012)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.