Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David John Wright

  IRN DJW01200

  • CF10 Compliance Oversight (13 Apr 2011 to 18 Jan 2012)
• David McGraynor

  IRN DXM01426

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 22 Aug 2003)
• David Mervyn Wingfield

  IRN DMW01129

  • CF23 Corporate Finance Adviser (22 Apr 2003 to 10 Jun 2005)
• David Paul Cohen

  IRN DPC01107

  • CF30 Customer (5 Jun 2008 to 19 Aug 2010)
• David Philip Emes

  IRN DPE01011

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Apr 2003)
• David Richard Wardrop

  IRN DRW01084

  • CF30 Customer (1 Nov 2007 to 1 May 2009)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• David William Riddell

  IRN DWR01038

  • CF1 Director (11 Aug 2004 to 6 Apr 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2005)
• David Wilson Havelock

  IRN DWH01060

  • CF1 Director (1 Dec 2001 to 25 Feb 2002)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Feb 2002)
• Derek Lewis

  IRN DXL01271

  • CF23 Corporate Finance Adviser (28 Feb 2003 to 14 Jul 2004)
• Devin Balapatabendi

  IRN DXB01134

  • [FCA CF] Client dealing (since 6 May 2025)

No changes recorded yet.