Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dinit Haria

  IRN DXH00845

  • [FCA CF] Client dealing (since 11 Sep 2024)
• Dipal Patel

  IRN DXP01866

  • CF30 Customer (9 Jul 2014 to 30 Dec 2014)
• Dominic Markham

  IRN DXM01185

  • [FCA CF] Client dealing (6 May 2025 to 16 Aug 2025)
• Douglas Boyd Crotty

  IRN DXC00888

  • [FCA CF] Client dealing (since 6 May 2025)
• Douglas Michael Bolde Lloyd

  IRN DML01055

  • CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2003)
• Duncan James Sambrook

  IRN DJS01358

  • CF21 Investment Adviser (4 Feb 2005 to 9 Mar 2005)
• EDWARD JOHN Llewellyn-Lloyd

  IRN EJL01012

  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2001)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2001)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • CF1 Director (1 Dec 2001 to 31 Dec 2001)
• Eddie Banire

  IRN EXB00469

  • [FCA CF] Material risk taker (since 26 Nov 2024)
• Edouard Kulik

  IRN EXK10031

  • [FCA CF] Client dealing (13 Jun 2022 to 25 Jul 2025)
• Edward Martin-Sperry

  IRN EXM01351

  • CF30 Customer (12 May 2008 to 7 May 2013)

No changes recorded yet.