Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Elisa Patricia Suhl

  IRN EPS01033

  • CF30 Customer (26 Aug 2016 to 20 Mar 2017)
• Elizabeth Serena Sanderson

  IRN EXS00134

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
• Elliot Parker

  IRN EXP00101

  • [FCA CF] Client dealing (1 Mar 2021 to 17 Jun 2022)
• Emma Marsh

  IRN EXM00176

  • [FCA CF] Client dealing (6 May 2025 to 15 Aug 2025)
• Endong Zhai

  IRN EXZ01055

  • [FCA CF] Manager of certification employee (since 1 Apr 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (9 Jan 2015 to 8 Dec 2019)
• Enrique Peña

  IRN EXP00151

  • [FCA CF] Client dealing (21 Mar 2022 to 30 Sep 2022)
• Eric Stewart-Moore

  IRN EXS00371

  • [FCA CF] Client dealing (since 15 Apr 2024)
• Ernst Von Freyberg

  IRN EVF01002

  • CF1 Director (1 Dec 2001 to 22 Mar 2010)
• Euan Ralph Herbert O'Sullivan

  IRN ERO01005

  • CF23 Corporate Finance Adviser (8 Mar 2005 to 31 Dec 2006)
• Eugenio Bonvicini

  IRN EXB12422

  • CF30 Customer (9 Mar 2019 to 1 May 2019)

No changes recorded yet.