Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eva Patrick

  IRN EXP00292

  • [FCA CF] Client dealing (since 6 May 2025)
• Evin Maitre

  IRN EXM00175

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
• Fabio Geraldes Silva

  IRN FXG01141

  • CF30 Customer (21 Oct 2009 to 5 Sep 2010)
• Federica Sambiase

  IRN FXS01082

  • CF23 Corporate Finance Adviser (2 Jan 2004 to 31 Aug 2005)
• Fenton Andrew Burgin

  IRN FAB01014

  • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 12 Nov 2007)
• Finuala Teresa Higgins

  IRN FTH01005

  • CF30 Customer (1 Aug 2008 to 28 Feb 2010)
• Folarin Araromi

  IRN FXA01409

  • CF30 Customer (12 Jan 2017 to 2 May 2017)
• Francesco Giovanni Maria Moccagatta

  IRN FXM01277

  • CF30 Customer (13 Aug 2009 to 28 Aug 2010)
• Francesco Iannelli

  IRN FXI00027

  • [FCA CF] Client dealing (20 Mar 2024 to 17 Jan 2025)
• Francis Gideon Fitzwater Wright

  IRN FGW01004

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Oct 2002)

No changes recorded yet.