Daiwa Corporate Advisory Limited

Date authorised
1 April 2013
Companies House
03067616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999
    Web
    https://www.dcadvisory.com

  • Complaints Contact

    5 King William Street
    London
    EC4N 7DA
    UNITED KINGDOM
    Phone
    +4402078560999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francis William Bulman

    IRN FWB01012

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Feb 2004)
  • Franck Laval

    IRN FXL01039

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Jul 2005)
  • Franck Lior Salomon Elmaleh

    IRN FLE01002

    • [FCA CF] Client dealing (2 Sep 2024 to 31 Oct 2024)
  • Francois Vidal

    IRN FXV01046

    • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
    • CF23 Corporate Finance Adviser (1 Aug 2007 to 31 Oct 2007)
  • Frank Matthew Sunderland Hall

    IRN FMH01013

    • CF1 Director (1 Dec 2001 to 1 Aug 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Aug 2002)
  • Fredrik Johansen

    IRN FXJ01043

    • CF30 Customer (7 Apr 2009 to 8 Sep 2010)
  • Fredrik Nils Edner

    IRN FNE01000

    • CF23 Corporate Finance Adviser (10 Jul 2006 to 30 Nov 2006)
  • Gabriele Berti

    IRN GXB00289

    • [FCA CF] Client dealing (19 Apr 2021 to 20 Jun 2022)
  • Gareth John Davies

    IRN GJD01049

    • CF30 Customer (1 Nov 2007 to 20 Oct 2009)
    • CF1 Director (7 Aug 2007 to 20 Oct 2009)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Gareth Patrick Healy

    IRN GPH01030

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF1 Director (25 Aug 2005 to 1 Nov 2008)
    • CF23 Corporate Finance Adviser (21 Jan 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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