Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary John Hancock

  IRN GJH01187

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Sep 2011 to 8 Dec 2019)
• Gavin Kiely

  IRN GXK00093

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Gemma Drabble

  IRN GXD13520

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
• George Harry David Elliston

  IRN GHE01005

  • CF1 Director (1 Dec 2001 to 1 Jan 2010)
• George Jeremy Fieldhouse

  IRN GJF01069

  • CF30 Customer (17 Oct 2014 to 25 Jul 2016)
• George Marling

  IRN GXM00506

  • [FCA CF] Client dealing (since 10 Oct 2022)
• Georgi Krasimirov Shopov

  IRN GKS01046

  • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2023)
• Georgina Mallows

  IRN GXM01747

  • CF30 Customer (29 May 2008 to 28 Sep 2010)
• Georgy Yukhnovich

  IRN GXY01078

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2018 to 8 Dec 2019)
• Giles Byford

  IRN GXB01628

  • CF23 Corporate Finance Adviser (6 Jul 2006 to 1 Apr 2007)

No changes recorded yet.