Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Mar 2024)
    • SMF18 Other Overall Responsibility (2 Sep 2022 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (11 Aug 2022 to 2 Sep 2022)
    • [FCA CF] Significant management (8 Mar 2021 to 2 Sep 2022)
  • Acm Ulr Limited (no longer approved here)

    FRN 306408

    • [FCA CF] Significant management (8 Mar 2021 to 29 Apr 2022)
  • BISL Limited (no longer approved here)

    FRN 308896

    • [FCA CF] Significant management (8 Mar 2021 to 29 Apr 2022)
  • BFSL Limited (no longer approved here)

    FRN 730397

    • [FCA CF] Significant management (8 Mar 2021 to 29 Apr 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 2 Jul 2013)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (19 Apr 2007 to 26 Jul 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF23 Corporate Finance Adviser (6 Jul 2006 to 1 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.