Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giovanni Cermioni

  IRN GXC00257

  • [FCA CF] Client dealing (30 Nov 2020 to 17 Sep 2021)
• Giselle Mackinlay

  IRN GXM00306

  • [FCA CF] Client dealing (28 Oct 2020 to 30 Oct 2025)
• Glen Cronin

  IRN GXC01316

  • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
  • CF23 Corporate Finance Adviser (2 Jul 2002 to 31 Oct 2007)
• Glen Roy Wooldridge

  IRN GRW01097

  • CF30 Customer (13 May 2014 to 3 Oct 2014)
• Grainne O'Brien

  IRN GXO01136

  • CF30 Customer (28 Oct 2008 to 18 Aug 2010)
• Guy Hugh Waverley Ballantine

  IRN GHB01014

  • CF30 Customer (1 Nov 2007 to 21 Feb 2011)
  • CF23 Corporate Finance Adviser (9 May 2007 to 31 Oct 2007)
• Guy Izhak Emslie

  IRN GIE01005

  • CF30 Customer (21 Dec 2011 to 16 Jul 2012)
• Guy Timothy Gillett

  IRN GTG01014

  • CF30 Customer (1 Nov 2007 to 15 Aug 2014)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Hamzah Shakoor

  IRN HXS00496

  • [FCA CF] Client dealing (19 Sep 2024 to 26 Jun 2025)
• Hao Chi

  IRN HXC01410

  • CF30 Customer (10 Aug 2016 to 21 Jun 2017)

No changes recorded yet.