David John Wright

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF10a CASS Oversight function (1 Oct 2011 to 10 Jan 2013)
    • CF28 Systems and controls (1 Nov 2007 to 6 Nov 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Nov 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Nov 2014)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF10 Compliance Oversight (13 Apr 2011 to 18 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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