Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dan Sheils

  IRN DXS00518

  • [FCA CF] Client dealing (1 Sep 2021 to 18 Dec 2024)
• Daniel (Dan) Sheahan

  IRN DXS01984

  • CF30 Customer (19 Nov 2008 to 31 Mar 2013)
  • CF1 Director (19 Nov 2008 to 22 Mar 2010)
• Daniel James Gibney

  IRN DJG01229

  • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
  • CF23 Corporate Finance Adviser (9 Jul 2007 to 31 Oct 2007)
• Daniel John Morland

  IRN DJM01295

  • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
  • CF1 Director (27 Aug 2004 to 22 Mar 2010)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Daniel Lishman

  IRN DXL00551

  • [FCA CF] Client dealing (since 24 Mar 2025)
• Daniel Martin Schaaff

  IRN DMS01237

  • CF30 Customer (12 Sep 2011 to 31 Mar 2013)
• Daniel Michael Confino

  IRN DMC01089

  • CF21 Investment Adviser (1 Dec 2001 to 6 Jun 2003)
  • CF1 Director (1 Dec 2001 to 6 Jun 2003)
• Daniel Robert Dudley Pound

  IRN DRP01077

  • CF23 Corporate Finance Adviser (6 Nov 2003 to 29 Jul 2005)
• Daniel Slater

  IRN DXS01142

  • [FCA CF] Client dealing (6 May 2025 to 22 Mar 2026)
• Daniel Younger

  IRN DXY09999

  • [FCA CF] Manager of certification employee (since 6 May 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Jan 2019 to 8 Dec 2019)

No changes recorded yet.