Daiwa Corporate Advisory Limited

• Principal Place of Business

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

  Web

  https://www.dcadvisory.com

• Complaints Contact

  5 King William Street

  London

  EC4N 7DA

  UNITED KINGDOM

  Phone

  +4402078560999

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dario Berruti

  IRN DXB36563

  • [FCA CF] Client dealing (11 Jul 2023 to 31 Jan 2024)
• Darragh Jones

  IRN DXJ00202

  • [FCA CF] Client dealing (21 Feb 2022 to 31 Dec 2025)
• Darren Coyne

  IRN DXC00391

  • [FCA CF] Client dealing (19 Feb 2024 to 30 Sep 2024)
• Darren Neil Redmayne

  IRN DNR01014

  • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• Davendra Prabhudas Tanna

  IRN DPT01025

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 10 Apr 2007)
• David Bezem

  IRN DXB01347

  • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
  • CF1 Director (1 Dec 2001 to 31 Jul 2008)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
• David Charles Pusinelli

  IRN DCP01033

  • CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2008)
• David Gordon Sanders

  IRN DGS01077

  • CF30 Customer (1 Nov 2007 to 30 Sep 2019)
  • CF23 Corporate Finance Adviser (7 Sep 2007 to 31 Oct 2007)
• David Hardy

  IRN DXH01774

  • CF30 Customer (2 Aug 2012 to 25 Nov 2015)
• David John Gwyn Hardiman-Evans

  IRN DJH01239

  • CF30 Customer (12 Aug 2009 to 31 Jul 2010)

No changes recorded yet.