Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (21 Dec 2016 to 24 Dec 2018)
- CF3 Chief Executive (AR) (21 Dec 2016 to 24 Dec 2018)
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- CF11 Money Laundering Reporting (3 Jan 2008 to 15 Feb 2011)
- CF30 Customer (3 Jan 2008 to 31 Dec 2018)
- CF4 Partner (3 Jan 2008 to 1 Apr 2010)
- CF3 Chief Executive (3 Jan 2008 to 21 Oct 2016)
- CF10 Compliance Oversight (3 Jan 2008 to 26 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 3 Jan 2008)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.