Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MERCER RISK MANAGEMENT LIMITED (no longer approved here)

    FRN 629431

    • CF30 Customer (21 Dec 2016 to 24 Dec 2018)
    • CF3 Chief Executive (AR) (21 Dec 2016 to 24 Dec 2018)
  • Lincoln International LLP (no longer approved here)

    FRN 474606

    • CF11 Money Laundering Reporting (3 Jan 2008 to 15 Feb 2011)
    • CF30 Customer (3 Jan 2008 to 31 Dec 2018)
    • CF4 Partner (3 Jan 2008 to 1 Apr 2010)
    • CF3 Chief Executive (3 Jan 2008 to 21 Oct 2016)
    • CF10 Compliance Oversight (3 Jan 2008 to 26 Dec 2011)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 3 Jan 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.