Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (27 Mar 2015 to 8 Dec 2019)
    • CF4 Partner (27 Mar 2015 to 8 Dec 2019)
  • Gleacher Shacklock LLP (no longer approved here)

    FRN 211989

    • CF4 Partner (26 May 2011 to 9 Mar 2015)
    • CF30 Customer (25 May 2011 to 9 Mar 2015)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF1 Director (27 Aug 2004 to 22 Mar 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.