Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• John Robert Hunt

  IRN JRH01300

  • SMF4 Chief Risk (since 7 Apr 2021)
  • SMF16 Compliance Oversight (since 7 Apr 2021)
• John Stephen Davidson

  IRN JSD01122

  • CF2 Non Executive Director (18 Jun 2014 to 6 Mar 2016)
• Jonathan Walkingshaw

  IRN JXW01894

  • CF30 Customer (26 Mar 2008 to 1 Jun 2009)
• Karen Taylor

  IRN KXT32333

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jun 2025)
• Kathleen Myers

  IRN KXM00406

  • Responsibility for MCD Intermediation (1 Mar 2022 to 12 Aug 2022)
  • SMF18 Other Overall Responsibility (1 Mar 2022 to 12 Aug 2022)
  • Responsible for Insurance Distribution (1 Mar 2022 to 12 Aug 2022)
• Keith Milner

  IRN KXM00102

  • CF30 Customer (21 Sep 2011 to 23 Nov 2012)
  • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Jun 2005 to 31 Aug 2006)
• Kelli McKenchnie Fairbrother

  IRN KXF00131

  • SMF12 Chair of the Remuneration Committee (since 25 Oct 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 29 Sep 2020)
• Kerry Charters

  IRN KXC32983

  • [FCA CF] Manager of certification employee (since 1 Aug 2023)
  • [FCA CF] Material risk taker (1 Feb 2017 to 7 Dec 2020)
• Kerry Milligan

  IRN KXM00573

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2021)
• Kerry Rooke

  IRN KXR33007

  • [FCA CF] Functions requiring qualifications (1 May 2017 to 30 Jun 2024)

No changes recorded yet.