Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 1 Apr 2026)
  • JPB FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 720238

    • CF30 Customer (7 Jan 2019 to 1 Mar 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Jul 2009 to 31 Dec 2012)
    • CF1 Director (AR) (21 Jul 2009 to 22 Feb 2011)
  • Cumberland Building Society (no longer approved here)

    FRN 106074

    • CF30 Customer (26 Mar 2008 to 1 Jun 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 11 Jan 2008)
    • CF22 Investment Adviser (Trainee) (28 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.