Cumberland Building Society

• Principal Place of Business

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

  Web

  https://www.cumberland.co.uk

• Complaints Contact

  Cumberland House

  Cooper Way

  Parkhouse

  Carlisle

  Cumbria

  CA3 0JF

  UNITED KINGDOM

  Phone

  +4401228403141

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Kevin Aitken

  IRN KXA32338

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Sep 2021)
• Kevin Holliday

  IRN KXH00428

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
• Kevin Parr

  IRN KXP00003

  • SMF1 Chief Executive (7 Mar 2016 to 31 Mar 2018)
  • SMF4 Chief Risk (7 Mar 2016 to 12 Oct 2017)
  • CF10 Compliance Oversight (1 Sep 2009 to 4 Oct 2010)
  • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2018)
  • CF8 Apportionment and Oversight (1 Dec 2002 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2002 to 6 Mar 2016)
  • CF1 Director (1 Dec 2001 to 6 Mar 2016)
• Kirsten Irving

  IRN KXI00048

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2024)
• Kirsty Forrester

  IRN KXF33022

  • [FCA CF] Functions requiring qualifications (28 May 2019 to 18 Oct 2023)
• Laura Rogerson

  IRN LXR33002

  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 2 Sep 2024)
• Leanne Irving

  IRN LXI32336

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
• Lewis Benson

  IRN LXB32982

  • [FCA CF] Manager of certification employee (18 Jul 2019 to 31 Oct 2025)
• Liam Benson

  IRN LXB32977

  • [FCA CF] Material risk taker (since 1 Jan 2019)
• Lindsay Marsden

  IRN LXM00821

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2023)

No changes recorded yet.