Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cumberland Financial Planning Ltd (no longer approved here)

    FRN 589832

    • Employed By (31 Oct 2012 to 30 Aug 2013)
  • Cumberland Building Society (no longer approved here)

    FRN 106074

    • CF30 Customer (21 Sep 2011 to 23 Nov 2012)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jun 2005 to 31 Aug 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Apr 2011 to 13 Jul 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (19 Sep 2002 to 11 Mar 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.