Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard Adam Christmas

  IRN RAC01248

  • CF30 Customer (24 Jun 2008 to 17 Dec 2009)
• Richard Alexander Hambro

  IRN RAH01167

  • CF2 Non Executive Director (25 Oct 2002 to 17 Jan 2007)
• Richard Daniel Dawson

  IRN RDD01011

  • CF27 Investment Management (1 Dec 2001 to 27 Jun 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2002)
• Richard Frederick List

  IRN RFL01018

  • CF27 Investment Management (14 Jan 2004 to 23 Nov 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2007)
• Richard Gregory Algar

  IRN RGA01020

  • CF30 Customer (1 Nov 2007 to 18 Jul 2010)
  • CF21 Investment Adviser (1 Aug 2002 to 31 Oct 2007)
• Richard James Amos

  IRN RJA01059

  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Mar 2003)
  • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2003)
  • CF1 Director (1 Dec 2001 to 31 Mar 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2003)
• Richard James Walsham Hodson

  IRN RJH01228

  • CF30 Customer (1 Sep 2013 to 10 Nov 2014)
  • CF21 Investment Adviser (30 Mar 2006 to 1 Jul 2007)
• Richard Kerner

  IRN RFK01011

  • SMF16 Compliance Oversight (18 Jun 2020 to 18 Feb 2022)
  • [FCA CF] Material risk taker (20 Mar 2020 to 18 Feb 2022)
  • [PRA CF] Significant risk taker or Material risk taker (20 Mar 2020 to 18 Feb 2022)
• Richard Lindsay Anthony-Jones

  IRN RLA01011

  • CF30 Customer (1 Nov 2007 to 10 Dec 2008)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Richard Metcalf

  IRN RXM01661

  • SMF10 Chair of the Risk Committee (18 Sep 2020 to 29 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (18 Sep 2020 to 29 Feb 2024)
  • [FCA CF] Material risk taker (18 Sep 2020 to 29 Feb 2024)

No changes recorded yet.