Richard Kerner

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited

    FRN 144036

    • SMF16 Compliance Oversight (since 20 Jun 2022)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF16 Compliance Oversight (18 Jun 2020 to 18 Feb 2022)
    • [FCA CF] Material risk taker (20 Mar 2020 to 18 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (20 Mar 2020 to 18 Feb 2022)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF10 Compliance Oversight (23 Sep 2010 to 29 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.