Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
    • SMF11 Chair of the Audit Committee (28 Oct 2024 to 1 Apr 2026)
    • SMF10 Chair of the Risk Committee (28 Oct 2024 to 1 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 2 Apr 2025)
    • SMF4 Chief Risk (27 Feb 2020 to 13 Jul 2020)
    • SMF9 Chair of the Governing Body (since 10 May 2024)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [PRA CF] Significant risk taker or Material risk taker (18 Sep 2020 to 29 Feb 2024)
    • [FCA CF] Material risk taker (18 Sep 2020 to 29 Feb 2024)
    • SMF10 Chair of the Risk Committee (18 Sep 2020 to 29 Feb 2024)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2017 to 4 Jun 2019)
    • [FCA CF] Material risk taker (15 Mar 2017 to 4 Jun 2019)
    • [FCA CF] Manager of certification employee (15 Mar 2017 to 4 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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