Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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USS Investment Management Limited
FRN 564285
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
- SMF11 Chair of the Audit Committee (28 Oct 2024 to 1 Apr 2026)
- SMF10 Chair of the Risk Committee (28 Oct 2024 to 1 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 2 Apr 2025)
- SMF4 Chief Risk (27 Feb 2020 to 13 Jul 2020)
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EFG Private Bank Limited
FRN 144036
- SMF9 Chair of the Governing Body (since 10 May 2024)
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- [PRA CF] Significant risk taker or Material risk taker (18 Sep 2020 to 29 Feb 2024)
- [FCA CF] Material risk taker (18 Sep 2020 to 29 Feb 2024)
- SMF10 Chair of the Risk Committee (18 Sep 2020 to 29 Feb 2024)
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- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2017 to 4 Jun 2019)
- [FCA CF] Material risk taker (15 Mar 2017 to 4 Jun 2019)
- [FCA CF] Manager of certification employee (15 Mar 2017 to 4 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
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