Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Paul David Greene

  IRN PXG76752

  • [PRA CF] Significant risk taker or Material risk taker (8 May 2023 to 11 Aug 2023)
  • [FCA CF] Material risk taker (8 May 2023 to 11 Aug 2023)
• Paul Durdin

  IRN PAD01090

  • [FCA CF] Client dealing (4 May 2018 to 15 Nov 2019)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Nov 2019)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Nov 2019)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Edward Danis

  IRN PED01043

  • CF30 Customer (29 Dec 2008 to 25 Oct 2012)
• Paul Fitzpatrick

  IRN PDF01031

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 5 Mar 2025)
  • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (29 Oct 2007 to 31 Oct 2007)
• Paul James Trowsdale

  IRN PJT01102

  • CF30 Customer (2 Jun 2014 to 10 Nov 2014)
• Paul Jason Woolley

  IRN PJW01161

  • CF21 Investment Adviser (13 Dec 2004 to 26 Mar 2007)
• Paul John Sarosy

  IRN PXS01279

  • CF29 Significant management (1 Nov 2007 to 15 May 2012)
  • CF30 Customer (1 Nov 2007 to 15 May 2012)
  • CF16 Significant Mgt (Desgntd Investment Business) (18 Oct 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
• Paul Marcel Pizzala

  IRN PMP01026

  • CF30 Customer (26 Sep 2008 to 12 Apr 2010)
• Paul O'Keefe

  IRN PXO01208

  • CF28 Systems and controls (19 Dec 2013 to 3 Jun 2014)
• Paul O'Sullivan

  IRN PXO01052

  • CF30 Customer (1 Nov 2007 to 20 Sep 2011)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)

No changes recorded yet.