Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (3 Jul 2020 to 6 Oct 2021)
- [FCA CF] Functions requiring qualifications (3 Jul 2020 to 16 Mar 2022)
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- [FCA CF] Client dealing (4 May 2018 to 15 Nov 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 15 Nov 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Nov 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.