Paul John Sarosy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hassium Asset Management LLP (no longer approved here)

    FRN 458250

    • [FCA CF] Client dealing (17 Mar 2021 to 31 Aug 2025)
    • SMF16 Compliance Oversight (24 Mar 2020 to 22 Sep 2022)
    • SMF24 Chief Operations (24 Mar 2020 to 24 Apr 2024)
    • CF30 Customer (19 Oct 2018 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 15 May 2012)
    • CF29 Significant management (1 Nov 2007 to 15 May 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF21 Investment Adviser (1 Dec 2001 to 7 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.