Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Joseph Douglas Knight

  IRN JDK01035

  • CF30 Customer (1 Nov 2007 to 10 Aug 2009)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Joseph Martin Prendergast

  IRN JMP01101

  • CF30 Customer (22 Dec 2011 to 6 Mar 2016)
• Joseph Najjar

  IRN JXN01179

  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 19 Jun 2024)
  • [FCA CF] Material risk taker (1 Jan 2023 to 19 Jun 2024)
  • [FCA CF] Client dealing (5 Mar 2020 to 23 Jun 2025)
  • [FCA CF] Functions requiring qualifications (24 Oct 2016 to 29 May 2024)
• Josephine Ann Bouttell

  IRN JAB01233

  • CF30 Customer (1 Nov 2007 to 25 Jan 2012)
  • CF21 Investment Adviser (13 Dec 2004 to 31 Oct 2007)
• Joyce Ka Lok Tang

  IRN JXT00368

  • [FCA CF] Client dealing (since 27 Nov 2024)
• Juan Jacobo Sarrado Helbich

  IRN JJS01139

  • CF30 Customer (2 Jun 2014 to 22 Aug 2014)
• Juha Tapio Matilainen

  IRN JTM01064

  • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
  • CF21 Investment Adviser (13 Oct 2006 to 31 Oct 2007)
• Julia Claire Weber

  IRN JCW01174

  • CF30 Customer (1 Nov 2007 to 30 Oct 2009)
  • CF22 Investment Adviser (Trainee) (6 Aug 2007 to 31 Oct 2007)
• Julian Deasy

  IRN JXD01794

  • CF30 Customer (1 Nov 2007 to 13 May 2011)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
• Julian Houghton

  IRN JRH01270

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Feb 2019)
  • CF29 Significant management (1 Nov 2011 to 6 Mar 2016)

No changes recorded yet.