Joseph Douglas Knight

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabaud & Cie (Europe) S.A. (UK branch)

    FRN 984831

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 31 Jul 2023)
    • [FCA CF] Client dealing (since 31 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Jul 2023)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (4 Nov 2011 to 4 Oct 2013)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (13 Nov 2009 to 4 Oct 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (13 Nov 2009 to 4 Oct 2013)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (1 Nov 2007 to 10 Aug 2009)
    • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 11 Dec 2008)
    • CF21 Investment Adviser (5 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.