Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 20 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2023 to 19 Jun 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 19 Jun 2024)
    • [FCA CF] Client dealing (5 Mar 2020 to 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (24 Oct 2016 to 29 May 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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