Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ian Michael Hale

  IRN IMH01034

  • SMF1 Chief Executive (9 Nov 2023 to 30 Sep 2025)
  • SMF4 Chief Risk (7 Mar 2016 to 3 Jul 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 3 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Feb 2025)
  • CF1 Director (17 Nov 2014 to 6 Mar 2016)
  • CF28 Systems and controls (17 Nov 2014 to 6 Mar 2016)
  • CF29 Significant management (30 Mar 2012 to 4 Jul 2014)
  • CF30 Customer (18 Aug 2010 to 4 Jul 2014)
• Ian Michael Wright

  IRN IMW01039

  • SMF18 Other Overall Responsibility (27 May 2016 to 28 Feb 2017)
  • CF30 Customer (23 Feb 2012 to 6 Mar 2016)
• Iman Suwaidi

  IRN IXS01161

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
• Imogen Timerick

  IRN IXT72202

  • [FCA CF] Client dealing (4 Jun 2018 to 28 Jul 2023)
• Inigo Urbano

  IRN IXU01005

  • CF21 Investment Adviser (28 Feb 2002 to 12 Aug 2002)
• Irina Ovchinnikova

  IRN IXO01088

  • CF30 Customer (18 Sep 2014 to 6 Mar 2016)
• Irini Charalampopoulou

  IRN IXC01096

  • CF30 Customer (2 Dec 2013 to 5 May 2015)
• Iryna Markelevych

  IRN IXM01353

  • [FCA CF] Client dealing (4 May 2018 to 1 May 2024)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 May 2024)
  • CF30 Customer (14 Sep 2010 to 6 Mar 2016)
• Isabel Riera Hortelano

  IRN IXR01140

  • [FCA CF] Client dealing (4 May 2018 to 16 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 16 Aug 2023)
  • CF30 Customer (14 Apr 2014 to 6 Mar 2016)
• Isabelle Hennebelle-Warner

  IRN IXH01484

  • SMF24 Chief Operations (24 Apr 2018 to 10 Mar 2021)

No changes recorded yet.