Ian Michael Hale

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD

    FRN 114627

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2024)
    • SMF9 Chair of the Governing Body (2 Nov 2022 to 31 Jul 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2022)
    • CF28 Systems and controls (15 May 2017 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • SMF1 Chief Executive (9 Nov 2023 to 30 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 3 Feb 2025)
    • SMF4 Chief Risk (7 Mar 2016 to 3 Jul 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 3 Feb 2025)
    • CF28 Systems and controls (17 Nov 2014 to 6 Mar 2016)
    • CF1 Director (17 Nov 2014 to 6 Mar 2016)
    • CF29 Significant management (30 Mar 2012 to 4 Jul 2014)
    • CF30 Customer (18 Aug 2010 to 4 Jul 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF29 Significant management (17 May 2013 to 10 Mar 2015)
  • The Access Bank UK Limited (no longer approved here)

    FRN 478415

    • CF30 Customer (9 Feb 2009 to 30 Jul 2010)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 22 Jan 2008)
    • CF21 Investment Adviser (30 Oct 2003 to 31 Oct 2007)
    • CF27 Investment Management (30 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.