Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2019 to 31 Dec 2022)
- [FCA CF] Material risk taker (1 Apr 2019 to 31 Dec 2022)
- [FCA CF] Significant management (1 Apr 2019 to 31 Dec 2022)
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- SMF18 Other Overall Responsibility (27 May 2016 to 28 Feb 2017)
- CF30 Customer (23 Feb 2012 to 6 Mar 2016)
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- CF30 Customer (23 Dec 2008 to 27 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.