Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hady Helal

    IRN HXH00017

    • [FCA CF] Client dealing (17 Feb 2020 to 14 Jun 2022)
    • [FCA CF] Functions requiring qualifications (17 Feb 2020 to 14 Jun 2022)
  • Haitham Faris Mahmood Nori

    IRN HFN01002

    • [FCA CF] Client dealing (12 Dec 2023 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (12 Dec 2023 to 5 Mar 2025)
  • Hani Al-Omari

    IRN HXA01152

    • CF30 Customer (1 Nov 2007 to 29 Nov 2007)
    • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 31 Oct 2007)
  • Hans Graupe

    IRN HXG01056

    • CF27 Investment Management (30 Mar 2006 to 23 May 2007)
    • CF21 Investment Adviser (30 Mar 2006 to 23 May 2007)
  • Hans Mark Alvaro Bruendler

    IRN HMB01019

    • CF21 Investment Adviser (13 Dec 2004 to 12 Dec 2006)
  • Hans-Olav Eldring

    IRN HXE01081

    • CF30 Customer (31 Jan 2011 to 3 Jan 2014)
  • Harinder Hundle

    IRN HSH01026

    • CF30 Customer (23 Nov 2007 to 25 May 2014)
  • Harmander Deep Singh Uppal

    IRN HDU01000

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (3 Oct 2006 to 31 Oct 2007)
  • Helen Margaret Lees-Jones

    IRN HMS01053

    • CF30 Customer (1 Nov 2007 to 27 May 2011)
    • CF22 Investment Adviser (Trainee) (27 Nov 2006 to 31 Oct 2007)
  • Helen McDonald

    IRN HXM01070

    • [FCA CF] Functions requiring qualifications (2 Jul 2019 to 6 Apr 2023)
    • [FCA CF] Client dealing (2 Jul 2019 to 6 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.