Haitham Faris Mahmood Nori

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- [FCA CF] Client dealing (12 Dec 2023 to 31 Jul 2025)
- [FCA CF] Functions requiring qualifications (12 Dec 2023 to 5 Mar 2025)
HOTTINGER & CO. LIMITED (no longer approved here)
FRN 208737
- [FCA CF] Client dealing (29 Mar 2022 to 11 Dec 2023)
- [FCA CF] Functions requiring qualifications (29 Mar 2022 to 11 Dec 2023)
ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 155241
- CF30 Customer (1 Feb 2017 to 15 Nov 2017)
Pello Capital Limited (no longer approved here)
FRN 449720
- CF30 Customer (22 Aug 2016 to 4 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.