Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 19 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2020)
    • SMF3 Executive Director (since 6 Apr 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2020)
    • CF1 Director (AR) (17 Sep 2018 to 3 Apr 2020)
    • CF30 Customer (17 Sep 2018 to 3 Apr 2020)
  • TwinFocus, Ltd (no longer approved here)

    FRN 813573

    • Employed By (17 Sep 2018 to 3 Apr 2020)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (23 Nov 2007 to 25 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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