Date authorised
6 April 2020
Companies House
11368910
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 Albemarle Street
    Mayfair
    London
    W1S 4HZ
    UNITED KINGDOM
    Phone
    +442045515751
  • Complaints Contact

    27 Albemarle Street
    Mayfair
    London
    W1S 4HZ
    UNITED KINGDOM
    Phone
    +442045515751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity option and option on commodity future, Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Booth Sams

    IRN AXS18226

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2023)
    • SMF16 Compliance Oversight (since 14 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2022)
    • SMF3 Executive Director (since 13 Oct 2022)
    • [FCA CF] Client dealing (since 19 Oct 2020)
  • Andrew Christopher Velasco

    IRN ACV01033

    • [FCA CF] Client dealing (2 Jan 2024 to 31 Dec 2025)
  • Eleanor De Rusett

    IRN EXD00231

    • [FCA CF] Client dealing (2 Jan 2024 to 31 May 2025)
  • Flavia Fasani

    IRN FCF01002

    • [FCA CF] Client dealing (19 Oct 2020 to 3 Mar 2023)
    • SMF3 Executive Director (6 Apr 2020 to 3 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2020 to 3 Mar 2023)
    • SMF16 Compliance Oversight (6 Apr 2020 to 3 Mar 2023)
  • Harinder Hundle

    IRN HSH01026

    • 14. Managing investments
    • [FCA CF] Client dealing (since 19 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2020)
    • SMF3 Executive Director (since 6 Apr 2020)
  • Jan Meyer

    IRN JMM01357

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 19 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2020)
  • Kathryn Mary Forsyth

    IRN KXF23405

    • [FCA CF] Client dealing (8 Oct 2024 to 10 Apr 2026)
    • [FCA CF] Functions requiring qualifications (8 Oct 2024 to 10 Apr 2026)
  • Lucy Weldon

    IRN LXW00168

    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Paul Karger

    IRN PXK01889

    • SMF3 Executive Director (6 Apr 2020 to 10 Jan 2023)
  • Ross Stewart McPhail

    IRN RXM15497

    • SMF3 Executive Director (1 Jul 2024 to 23 Sep 2025)
    • [FCA CF] Client dealing (1 Sep 2023 to 29 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

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