Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hundle & Partners Limited
FRN 911947
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- SMF16 Compliance Oversight (since 14 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Apr 2023)
- [FCA CF] Functions requiring qualifications (since 8 Dec 2022)
- SMF3 Executive Director (since 13 Oct 2022)
- [FCA CF] Client dealing (since 19 Oct 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.