Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Henri Max Michael Etchegoyen

  IRN HXE01080

  • [FCA CF] Client dealing (4 May 2018 to 28 Aug 2023)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 28 Aug 2023)
  • CF30 Customer (8 Dec 2014 to 6 Mar 2016)
• Hugh Cameron Shields

  IRN HXS01333

  • CF28 Systems and controls (20 Jan 2012 to 16 Oct 2013)
• Hugh Gerald Adrian Billett

  IRN HGB01015

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Hyun-Jung Uhm

  IRN HXU01017

  • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
  • CF22 Investment Adviser (Trainee) (6 Aug 2007 to 31 Oct 2007)
• ITAY Halperin

  IRN IXH00040

  • [FCA CF] Client dealing (4 May 2018 to 6 Jul 2020)
  • [FCA CF] Functions requiring qualifications (1 Jun 2017 to 6 Jul 2020)
• Iain Stuart Alastair MacLaverty

  IRN ISM00002

  • CF30 Customer (11 Aug 2008 to 7 May 2009)
• Ian Alexander Dembinski

  IRN IAD01014

  • CF29 Significant management (15 Aug 2011 to 29 Feb 2016)
  • CF30 Customer (27 Jan 2010 to 29 Feb 2016)
• Ian De Burgh Marsh

  IRN IAD01013

  • Responsible for Insurance Mediation (4 Feb 2009 to 2 Nov 2010)
  • CF3 Chief Executive (4 Feb 2009 to 2 Nov 2010)
  • CF1 Director (4 Feb 2009 to 2 Nov 2010)
  • CF30 Customer (20 Oct 2008 to 29 Nov 2010)
• Ian Glenn Oxford

  IRN IGO01001

  • CF30 Customer (10 Dec 2008 to 17 Aug 2010)
• Ian Mclaren

  IRN IRM01068

  • [FCA CF] Client dealing (4 May 2018 to 29 Nov 2021)
  • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Nov 2021)
  • CF30 Customer (2 Aug 2010 to 31 Dec 2012)

No changes recorded yet.