Credit Suisse (UK) Limited

• Principal Place of Business

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  City Of London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

  Web

  https://www.ubs.com/global/en/collections/credit-suisse/wealthmanagement/uk.html

• Complaints Contact

  Credit Suisse (UK) Limited part of UBS Group

  5 Broadgate

  London

  EC2M 2QS

  UNITED KINGDOM

  Phone

  +442075678000

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Graeme David Lyness

  IRN GDL01032

  • CF30 Customer (2 Dec 2013 to 6 Mar 2016)
• Graeme Miller Russell

  IRN GMR01030

  • CF10 Compliance Oversight (21 Jun 2005 to 20 Feb 2007)
• Graham Adrian Duce

  IRN GAD00008

  • CF30 Customer (1 Nov 2007 to 18 Nov 2008)
  • CF21 Investment Adviser (27 Feb 2002 to 31 Oct 2007)
  • CF27 Investment Management (18 Feb 2002 to 31 Oct 2007)
• Graham Cox

  IRN GXC00528

  • [FCA CF] Material risk taker (21 Dec 2023 to 11 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (21 Dec 2023 to 11 Feb 2026)
• Graham Ian Noble

  IRN GIN00001

  • CF21 Investment Adviser (7 Oct 2004 to 23 Feb 2007)
• Graham Spencer Walker Cawley

  IRN GSC01061

  • CF21 Investment Adviser (3 Sep 2004 to 30 Nov 2006)
• Gregory Evans

  IRN GXE01196

  • CF30 Customer (3 Mar 2014 to 4 Apr 2014)
• Guy Varney

  IRN GNV01003

  • [FCA CF] Material risk taker (1 Apr 2022 to 16 Sep 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 16 Sep 2025)
  • [PRA CF] Managing a material risk taker (1 Apr 2022 to 16 Sep 2025)
  • [FCA CF] Client dealing (12 Nov 2018 to 5 Mar 2025)
  • [FCA CF] Manager of certification employee (7 Jun 2016 to 16 Sep 2025)
  • [FCA CF] Functions requiring qualifications (7 Jun 2016 to 16 Sep 2025)
• Gvantsa Chkuaseli

  IRN GXC01526

  • CF30 Customer (9 Oct 2008 to 25 Feb 2011)
• Haaris Zafar

  IRN HXZ01027

  • [FCA CF] Client dealing (4 May 2018 to 10 Mar 2021)
  • [FCA CF] Manager of certification employee (12 Mar 2018 to 10 Mar 2021)
  • [FCA CF] Functions requiring qualifications (26 Sep 2016 to 10 Mar 2021)

No changes recorded yet.