Graeme Miller Russell

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2021)
    • CF11 Money Laundering Reporting (5 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Jan 2009 to 15 Dec 2014)
  • Morgan Stanley Investment Management (ACD) Limited (no longer approved here)

    FRN 230885

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Jan 2024)
    • CF11 Money Laundering Reporting (12 Jan 2009 to 25 Sep 2009)
    • CF10 Compliance Oversight (12 Jan 2009 to 15 Dec 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Sep 2019 to 15 Feb 2021)
    • SMF16 Compliance Oversight (7 Mar 2016 to 18 Jan 2024)
    • CF10 Compliance Oversight (5 Jul 2007 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (5 Jul 2007 to 25 Sep 2009)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Sep 2019 to 15 Feb 2021)
    • SMF16 Compliance Oversight (7 Mar 2016 to 18 Jan 2024)
    • CF11 Money Laundering Reporting (10 Aug 2010 to 13 Aug 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 10 Jan 2002)
  • UBS ASSET MANAGEMENT CREDIT INVESTMENTS GROUP (UK) LTD (no longer approved here)

    FRN 114627

    • CF10 Compliance Oversight (6 Nov 2006 to 20 Feb 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF10 Compliance Oversight (21 Jun 2005 to 20 Feb 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF10 Compliance Oversight (20 Feb 2002 to 20 Feb 2007)
    • CF11 Money Laundering Reporting (20 Feb 2002 to 23 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.