Date authorised
29 April 1988
Companies House
02009520
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles Barry Keating

    IRN GBK01007

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 May 2004 to 31 Oct 2007)
  • Gillian Mary Corbett

    IRN GMC01155

    • CF30 Customer (10 Oct 2011 to 3 Nov 2011)
  • Giorgia Fuglini

    IRN GXF01449

    • CF30 Customer (12 Aug 2015 to 6 Mar 2016)
  • Giorgio Alexis Noel Ambrosetti

    IRN GAA01038

    • CF30 Customer (1 Feb 2008 to 25 Mar 2014)
  • Giovanni Revedin

    IRN GTR00018

    • [FCA CF] Client dealing (1 Aug 2022 to 5 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 10 Jun 2025)
    • [FCA CF] Material risk taker (1 Aug 2022 to 10 Jun 2025)
    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 31 Jul 2025)
  • Gita Nayyar

    IRN GXN01086

    • CF30 Customer (1 Nov 2007 to 17 Aug 2009)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)
  • Giuseppe Cosulich

    IRN GXC01784

    • CF30 Customer (3 Mar 2014 to 8 Feb 2016)
  • Giuseppe Monarchi

    IRN GXM01258

    • CF30 Customer (21 Nov 2013 to 24 Apr 2014)
  • Gledis Vaic

    IRN GXV01126

    • [FCA CF] Client dealing (4 May 2018 to 1 Aug 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Aug 2019)
    • CF30 Customer (25 Mar 2013 to 6 Mar 2016)
  • Goncalo Telles Da Silva Pinto Basto

    IRN GTP01012

    • CF30 Customer (1 Nov 2007 to 7 Oct 2014)
    • CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.