Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan SE
FRN 755066
- [FCA CF] Client dealing (since 22 Oct 2025)
- [FCA CF] Material risk taker (since 22 Oct 2025)
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- [FCA CF] Functions requiring qualifications (1 Aug 2022 to 31 Jul 2025)
- [FCA CF] Material risk taker (1 Aug 2022 to 10 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 10 Jun 2025)
- [FCA CF] Client dealing (1 Aug 2022 to 5 Mar 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jul 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2022)
- CF30 Customer (3 May 2017 to 8 Dec 2019)
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- CF30 Customer (3 Dec 2016 to 3 May 2017)
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- CF30 Customer (28 Nov 2016 to 28 Apr 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.