CQS (UK) LLP

• Principal Place of Business

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

  Web

  https://www.cqs.com

• Complaints Contact

  4th Floor

  One Strand

  London

  WC2N 5HR

  UNITED KINGDOM

  Phone

  +4402072016900

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Cooke

  IRN DXC01327

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (13 Jul 2006 to 18 Jun 2007)
• David Grey Sugarman

  IRN DGS01093

  • CF30 Customer (18 Jan 2008 to 31 Aug 2010)
• David Lawrence Wertz

  IRN DLW01043

  • CF30 Customer (2 Mar 2011 to 12 Oct 2011)
• David Mark Cook

  IRN DMC01163

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • CF4 Partner (8 Feb 2017 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (13 Jan 2005 to 31 Oct 2007)
• David Rodney Morant

  IRN DRM01093

  • CF4 Partner (20 Apr 2015 to 1 Oct 2015)
  • CF30 Customer (28 May 2012 to 3 Jul 2015)
• David Staton

  IRN DXS01399

  • CF30 Customer (17 Dec 2007 to 8 Jun 2009)
• Davide Pietro Chiesa

  IRN DPC01117

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2023)
  • CF30 Customer (3 Sep 2016 to 8 Dec 2019)
• Derek Van Osten Lygo

  IRN DVL01003

  • CF27 Investment Management (1 Sep 2004 to 31 Mar 2006)
  • CF21 Investment Adviser (1 Sep 2004 to 6 Mar 2006)
• Dhruv Mallick

  IRN DXM02412

  • CF30 Customer (19 Mar 2012 to 28 Feb 2014)
• Dimitris Tsoupides

  IRN DXT01323

  • CF30 Customer (19 May 2017 to 8 Dec 2019)

No changes recorded yet.