Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Client dealing (since 6 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Jun 2021)
    • SMF27 Partner (9 Dec 2019 to 15 Apr 2025)
    • CF4 Partner (29 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2010 to 8 Dec 2019)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2021)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Aug 2010 to 31 Oct 2010)
  • CQS (UK) LLP (no longer approved here)

    FRN 400496

    • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
    • CF27 Investment Management (15 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Jul 2006 to 18 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.