Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Apr 2016 to 15 Aug 2017)
- CF11 Money Laundering Reporting (1 Apr 2016 to 21 Aug 2017)
- CF30 Customer (1 Apr 2016 to 21 Aug 2017)
- CF4 Partner (1 Apr 2016 to 18 Sep 2019)
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- CF30 Customer (17 Dec 2007 to 8 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.