David Grey Sugarman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Two Sigma International Limited
FRN 615256
- [FCA CF] Client dealing (since 15 Aug 2024)
Polar Capital LLP (no longer approved here)
FRN 438046
- [FCA CF] Client dealing (1 Apr 2020 to 23 Jul 2024)
- CF30 Customer (1 Feb 2011 to 8 Dec 2019)
CQS (UK) LLP (no longer approved here)
FRN 400496
- CF30 Customer (18 Jan 2008 to 31 Aug 2010)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 11 Dec 2007)
- CF21 Investment Adviser (5 Nov 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.